Tags » Alberta Securities Commission

Securities regulator seeking solutions for declining business investment in Alberta

Alberta’s securities regulator is consulting with business leaders about ways to combat declining levels of business investment in the province.

On Thursday, the Alberta Securities Commission announced it is seeking input into “innovative approaches to securities regulation” that will improve access to capital for Alberta businesses. 525 more words

Local Business

Recommended TransAlta directors elected by shareholders despite activist complaints

Power utility TransAlta Corp. shareholders shrugged off the interventions of a U.S. activist investor and elected the company’s preferred slate of directors at its annual meeting. 235 more words


TransAlta vows to defend against 'frivolous' lawsuit as meeting date looms

The chairman of TransAlta Corp. says a lawsuit launched by an American activist investor on Tuesday is a “frivolous tactic” and the power utility intends to defend itself vigorously. 334 more words


Alberta Securities Commission orders Ponzi scheme operators to pay over $4 million

The Alberta Securities Commission says the owner and an employee of a mortgage company that attracted $137 million from investors while operating as a Ponzi scheme must pay more than $4 million in penalties, disgorgements of ill-gotten gains and costs. 201 more words


Alberta Securities Commission warns of scheme that targets money-losing investors

The Alberta Securities Commission is warning investors to steer clear of an organization that offers to help recover funds lost in high-profile failed investments but appears to be more focused on pocketing victims’ enrolment fees. 206 more words


ASC Corporate Finance Disclosure and Oil & Gas Review Report Information Session

The Alberta Securities Commission (ASC) will host a session in Calgary on Tuesday, February 5, 2019, which will highlight information from both the 2018 Corporate Finance Disclosure Report and the 2018 Oil and Gas Report among other relevant topics. 37 more words

ASC Publishes 2018 Oil & Gas Review Report

The Alberta Securities Commission (ASC) has published its 2018 Oil & Gas Review Report (the Report). The Report provides a review of disclosure for compliance with securities regulations, specifically NI 51-101 and related forms and outlines recurring disclosure deficiencies and contains other valuable information for reporting issuers.

You can download the reportĀ HERE.